1,001 opportunities to practice for the Series 7 Exam This comprehensive study guide takes you beyond the instruction offered in Series 7 Exam For Dummies, by giving you more practice and review of the major concepts covered in the exam. If you're prepping to take this intense six-hour exam, 1,001 Series 7 Exam Practice Questions For Dummies covers stocks, municipal and corporate bonds, and options plus rules for acquiring customers and handling accounts and everything else you can expect to encounter on exam day! This books gives you 1,001 practice opportunities to prepare for the Series 7 Exam, each question explained by providing a detailed, step-by-step solution. If you're an aspiring financial professional, you'll find all the practice and helpful guidance you need to succeed!
Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country s leading schools for training to the security industry. He is also an instructor at Empire and is the author of Series 7 Exam For Dummies.
Introduction 1 Part I: The Questions 3 Chapter 1: Underwriting Securities 5 Chapter 2: Equity Securities 17 Chapter 3: Corporate and U.S. Government Debt Securities 27 Chapter 4: Municipal Bonds 41 Chapter 5: Margin Accounts 63 Chapter 6: Packaged Securities 71 Chapter 7: Direct Participation Programs 81 Chapter 8: Options 89 Chapter 9: Portfolio and Securities Analysis 109 Chapter 10: Orders and Trades 123 Chapter 11: Taxes and Retirement Plans 135 Chapter 12: Rules and Regulations 147 Part II: The Answers 169 Chapter 13: Answers 171 Index 345
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