A Practitioner's Guide to MiFID (2nd Revised edition)
By: Jonathan Herbst (consultant_editor)Paperback
1 - 2 weeks availability
A complete practitioner's guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II. The book will cover both the original Directive and all the changes and extensions brought about by MiFID II, how the directive will impact firms and how they need to prepare for its implementation and also how the directive interacts with other European and UK level legislation.
Introduction; Scope, Authorisation and Passporting; Overview of Organisational and Conduct of Business Requirements; Conduct of Business Standards - Organisational Requirements; Conduct of Business - fair dealing with clients; Conduct of Business Standards - best execution; Conduct of Business Standards - information requirements; Transparency and transaction reporting standards; Regulated Markets and MTFs; Commodities Derivatives; The Third Country Regime.
Number Of Pages:
- ID: 9780414026858
2nd Revised edition
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