Law and Regulation of Investment Management (2nd Revised edition)

Law and Regulation of Investment Management (2nd Revised edition)

By: Dick Frase (general_editor)Hardback

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Introduction to asset management. The legal nature of the client services relationship. Authorisation - MiFID and UCITS III. Taking on customers. The management contract. Trade implementation. Settlement and custody. Investment management and fiduciary duties. Internal compliance. Hedge funds and market conduct. Regulated collected investment schemes. Hedge fund structure. Hedge fund leverage. Hedge funds and the FSA. Closed ended funds. Private equity funds. Shariah compliant investment. Occupational pension schemes. Real estate funds. US Regulation of managed futures: Commodity trading advisers and commodity pools. US regulation of investment management. US approach to fiduciary duties. Investment management in France. Investment management in Germany. Investment management in Luxembourg. Investment management in Ireland. Investment management in Hong Kong. Appendices.

Product Details

  • publication date: 14/12/2011
  • ISBN13: 9781847034878
  • Format: Hardback
  • Number Of Pages: 702
  • ID: 9781847034878
  • ISBN10: 184703487X
  • edition: 2nd Revised edition

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